New Year’s Resolutions For Brokers-in-Charge

I resolve to:

•    Be certain that records of brokers affiliated with my office are accurate and complete.

•    Review the continuing education records of all brokers in time for completion of necessary courses.

•    See that all provisional brokers are in compliance with Commission rules relating to postlicensing education.

•    Notify the Commission within 10 days of broker address changes.

This article came from the January 2008-Vol38-3 edition of the bulletin.