Reminder: Form Submission

I accidentally submitted a form to the Commission with inaccurate information. What do I need to do? 

Brokers who accidentally submit inaccurate/erroneous information should promptly try to correct the mistake.  

• Complete a new form and review the accuracy of the information in the form prior to submission. Do not use “autofill” in the form. 

• Do not email the wrong form back to the Commission. 

In general, you cannot stop the automatic processing of the form with erroneous information. The better option is to correct it with the new, accurate form.  

NOTE: Each form that is submitted to the Commission is processed separately by Commission staff. Further, the Commission expects brokers to submit the correct form related to the type of change they are requesting for their license record. At the beginning of each form, the Commission has provided a brief description of the form and the requirements for completion. It is essential that brokers read the forms thoroughly to ensure that they are affiliating or terminating with the correct brokerage, and/or designating themselves as BIC of appropriate entities while not affecting the affiliations of other brokers.