Reminder: Brokers-in-Charge (BIC) must submit License Activation and Affiliation, Form 2.08, for Provisional Brokers

Are you interested in affiliating a provisional broker? Have you completed the License Activation and Affiliation (Form 2.08) for the provisional broker?

Pursuant to Rule 58A .0506(b), a BIC is responsible for the submission of the License Activation and Affiliation Form 2.08 for provisional brokers under their supervision. The rule provides that if the provisional broker and broker-in-charge do not receive written acknowledgment from the Commission within 30 days of the date shown on the form, the provisional broker must cease brokerage activities pending receipt of the written acknowledgment from the Commission.

If you have additional questions, visit the Commission’s website.